-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JaXs9M8d/8JSWDZGvciU52di3YRp57wfIkU1JiYqRvy2VLU+tG5DVMn7jUFpQIL2 HHl6w7izoZ62GkEcU+rtDg== 0000009984-96-000003.txt : 19960216 0000009984-96-000003.hdr.sgml : 19960216 ACCESSION NUMBER: 0000009984-96-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-13831 FILM NUMBER: 96519158 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06011 BUSINESS PHONE: 2035837070 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARNES THOMAS O CENTRAL INDEX KEY: 0001007661 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O BARNES GROUP INC STREET 2: PO BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011-0489 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: C/O BARNES GROUP INC STREET 2: PO BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011-0489 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G ------------ Under the Securities Exchange Act of 1934 (Amendment No. 4)* BARNES GROUP INC. ---------------------------------------------- (Name of Issuer) Common Stock, par value $1.00 per share ---------------------------------------------- (Title of Class of Securities) 067806-10-9 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement: ______ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise by subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No. 067806-10-9 --------------------- 1) Name of Reporting Person: Thomas O. Barnes --------------------------------------------------------------- S.S. No. of Reporting Person: ###-##-#### --------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group: (a) (b) --------------------------------------------------------------- 3) SEC Use Only. --------------------------------------------------------------- 4) Citizenship of Place of Organization: U.S.A --------------------------------------------------------------- Number of Shares (5) Sole Voting Power: 415,379 Beneficially Owned (6) Shared Voting Power: 768 by Each Reporting (7) Sole Dispositive Power: 62,240 Person With: (8) Shared Dispositive Power: 137,535 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 441,203 --------------------------------------------------------------- 10) Check if the Aggregate Amount in Row 9 Excludes Certain Shares. --------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9: 6.7% --------------------------------------------------------------- 12) Type of Reporting Person: IN --------------------------------------------------------------- 1 Item 1(a) Name of Issuer: Barnes Group Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 123 Main Street, P. O. Box 489, Bristol, CT 06011-0489 Item 2(a) Name of Person Filing: Thomas O. Barnes Item 2(b) Address or Principal Business Office or, if none, residence: Barnes Group Inc. 123 Main Street, P. O. Box 489 Bristol, CT 06011-0489 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock, Par Value $1.00 Per Share Item 2(e) CUSIP Number: 067806-10-9 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. Statement filed pursuant to Rule 13d-1(c). Item 4. Ownership as of December 31, 1995: (a) Amount Beneficially Owned: 441,203 (b) Percent of Class: 6.7% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 415,379 (ii) shared power to vote or to direct the vote: 768 (iii) sole power to dispose or to direct the disposition of: 62,240 (iv) shared power to dispose or to direct the disposition of: 137,535 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. 2 Item 6. Ownership of More than Five Percent on Behalf of Another Person. Other persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds of the sale of some of the shares listed in response to Item 4. None of such other persons has any such right or power relating to more than five percent of the total amount of Common Stock outstanding. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. Statement filed pursuant to Rule 13-d- 1(c). Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1996 ------------------------------------------------------- Date /s/ Thomas O. Barnes ------------------------------------------------------- Signature THOMAS O. BARNES ------------------------------------------------------- Name/Title 3 -----END PRIVACY-ENHANCED MESSAGE-----